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The SEC Has Provided Guidance On Ether and Bitcoin, Sort Of On June 14, 2018, William Hinman, the Director of the SEC Division of Corporation Finance, gave a speech at Yahoo Finance’s All Markets Summit in which he made two huge revelations for the crypt...more
Created: Jun 19, 2018
The 2017 SEC Government-Business Forum On Small Business Capital Formation Final Report The SEC has published the final report and recommendations of the 2017 annual Government-Business Forum on Small Business Capital Formation (the “Forum”). As required by the Small Business...more
Created: Jun 12, 2018
Online Platforms Trading Cryptocurrencies; Continued Uncertainty In Crypto Space I have been writing often about the cryptocurrency marketplace and the SEC and other regulators’ statements and concerns about compliance with the federal securities laws. On July 25, 2017, the ...more
Created: Jun 5, 2018
Multiple Classes of Stock and the Public Company In March 2017, Snap Inc. completed its IPO, selling only non-voting Class A common shares to the investing public and beginning an ongoing discussion of the viability and morality of multiple classes ...more
Created: Jun 5, 2018
15 Tips to Ensure the Safety and Security of Your Home When is the last time you thought about the safety and security of your home? How about thinking about it right now? Do you do the following? If not, start, today: Do you have propane tanks for a...more
Created By: Robert Siciliano
Created: May 23, 2018
SEC Continues to Review, And Delay, Crypto Funds On January 18, 2018, the SEC issued a letter to the Investment Company Institute and the Securities Industry and Financial Markets Association (SIFMA) explaining why the SEC could not approve a crypto...more
Created: May 22, 2018
Are Your Employees Putting Your Company at Risk? Here’s How to Find Out! Even if you have the best security on your computer network, you might have noticed that you still seem to get hacked…or worse. Ask Equifax. Why is this happening? It’s probably because a...more
Created By: Robert Siciliano
Created: May 18, 2018
OTC Markets Makes Several Regulatory Recommendations On March 8, 2018, Cromwell Coulson, CEO of OTC Markets Group, made a presentation to the SEC’s Investor Advisory Committee (“IAC”) as part of a panel on “Discussion of Regulato...more
Created: May 15, 2018
10 Internet Security Myths that Small Businesses Should Be Aware Of Most small businesses don’t put as much focus on internet security as they probably should. If you are a small business owner or manager, not focusing on internet security could put you in a bad...more
Created By: Robert Siciliano
Created: May 11, 2018
Creating a “Plan B” for Survival What do you do if you have a “Plan A” for survival, but you realize that it’s a bad plan. Do you have a “Plan B?” Forget about doing things like running to the grocery...more
Created By: Robert Siciliano
Created: May 9, 2018
Going Public Without An IPO On April 3, 2018, Spotify made a big board splash by debuting on the NYSE without an IPO. Instead, Spotify filed a resale registration statement registering the securities already held by its existing...more
Created: May 8, 2018
Freezing Your Child's Credit: What You Need to Know You might not think about this, but identity thieves really want your child’s Social Security number. If they get this number, they can do a lot, including buying a car, renting an apartment, op...more
Created By: Robert Siciliano
Created: May 4, 2018
Protect Your Company with This Social Media Security Advice Social media is an excellent tool for small businesses, yet, the use of social media by small business staff can definitely put the company in danger. Many small business owners and managers don&rsquo...more
Created By: Robert Siciliano
Created: May 2, 2018
Secret Self-Defense Weapons You Might Not Know About Do you have a secret self-defense weapon on hand that you don’t even know about? Here’s a few: Canes. Might seem obvious…but… Your first instinct would probably be to sw...more
Created By: Robert Siciliano
Created: May 2, 2018
ABA Comment Letter On Disclosures Under Regulation S-K In December 2017, the American Bar Association (“ABA”) submitted its fourth comment letter to the SEC related to the financial and business disclosure requirements in Regulation S-K. ...more
Created: May 1, 2018
What is a SAFT? A Simple Agreement for Future Tokens (“SAFT”) is an investment contract originally designed to provide a compliant alternative to an initial coin offering (ICO).  A SAFT as used today...more
Created: Apr 24, 2018
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